Client Privacy Notice
Effective September 2026 · Version 2026.09 · Supersedes all prior versions
Investment advisers are required by law to inform their clients of their policies regarding privacy of client information. As a California-registered investment adviser, Westlight Wealth is subject to the Gramm-Leach-Bliley Act and the Federal Trade Commission’s Privacy Rule (16 CFR Part 313) and Safeguards Rule (16 CFR Part 314). Federal law gives you the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.
For how this website handles visitor information, see our Website Privacy and Cookies policy.
Types of nonpublic personal information (NPI) we collect
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Employment and Retirement Plan Information. When you are no longer our customer, we may continue to share your information only as described in this notice.
Parties to whom we disclose information
We share your personal information only as needed to run our practice and to serve you:
- For everyday business purposes — to process your transactions, maintain your account(s), and respond to court orders, subpoenas, and lawful requests from regulators;
- With service providers who perform services on our behalf — including our custodian, our financial planning software, our client intake and records systems, and our email provider. They receive only what they need, act on our instructions, and are required to protect it;
- With your own accountant, attorney, or other advisers — only at your direction;
- For our own marketing — to offer our services to you.
We do not share your personal information with anyone else. Westlight Wealth has no affiliates, does not engage in joint marketing with other financial companies, does not share your information with non-affiliates so that they may market to you, and does not sell your personal information.
If you are a new customer, we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. You may contact us at any time with questions about our sharing practices.
Protecting confidentiality of current and former clients’ information
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards, encrypted storage and transmission, access controls, and secured files. We maintain a written information security program as required by the FTC Safeguards Rule, and we require the service providers who handle your information to protect it.
Federal law gives you the right to limit sharing — opting out
Federal law allows you the right to limit the sharing of your NPI by “opting out” of the following: sharing for affiliates’ everyday business purposes, meaning information about your creditworthiness; sharing with affiliates who use your information to market to you; or sharing with non-affiliates who use your information to market to you.
Westlight Wealth does not engage in any of these types of sharing, so there is nothing for you to opt out of. If this ever changes, we will notify you and give you the opportunity to opt out before we share. State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates — companies related by common ownership or control. They can be financial and non-financial companies. Westlight Wealth has no affiliates.
Non-affiliates — companies not related by common ownership or control. They can be financial and non-financial companies. Westlight Wealth does not share your information with non-affiliates so they can market to you.
Joint marketing — a formal agreement between non-affiliated financial companies that together market financial products or services to you. Westlight Wealth does not jointly market.
California residents
The California Financial Information Privacy Act (Cal. Fin. Code § 4050 et seq.) gives California residents additional rights to limit sharing of personal information with non-affiliated third parties and affiliates. As described in this notice, Westlight Wealth does not engage in that sharing.
Questions
Please call if you have any questions. Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
Rounick Capital Management LLC dba Westlight Wealth
1365 Preston Way, Venice, CA 90291
(310) 917-1061
gustaf@westlightwealth.com
An investment adviser registered with the State of California, CRD #327385. Registration does not imply a certain level of skill or training.